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Investor Relations
13 / 15In Place

Board Resolution Templates

Formal board resolutions document all significant corporate decisions — required by banks, HMRC, and investors. AxiForge has templates in place for every resolution that will be required through the seed round and beyond.

What is it?

A board resolution is a formal written record of a decision made by the board of directors of a company. It creates a legal audit trail confirming that significant corporate actions were properly authorised. Under the UK Companies Act 2006, certain decisions — share issuance, director appointments, banking mandates — require a formal resolution. Without them, those actions can be challenged or invalidated.

Why it matters

  • Banks require a board resolution to open a business account
  • HMRC requires resolutions authorising SEIS/EIS share issuance
  • Investors verify the resolution register at due diligence
  • Share issuance without a resolution can be legally challenged
  • SAFE conversion to equity requires a formal board resolution
  • Demonstrates governance maturity — a sign of an investable company

Every significant decision made by AxiForge Holdings Ltd — from opening a bank account to issuing shares to an investor — is formally authorised by a board resolution. The resolution is signed by the director(s), dated, and stored in the company's statutory registers.

For a sole-director company like AxiForge Holdings Ltd at this stage, resolutions are written and executed by the founder as the sole director. When additional directors or investor representatives join the board post-seed, all resolutions will require their signature alongside the founder's.

BankingRequired by all UK banks to open a business account, add signatories, or change banking mandates
Share issuanceRequired each time new shares are issued — including SAFE conversion to Class B shares
Director changesRequired when directors are appointed, resign, or have their authority amended
Major contractsRequired for contracts above a defined threshold value — confirms the director was authorised to sign
SEIS/EIS filingRequired by HMRC as part of the SEIS/EIS compliance documentation

The following resolutions have been executed and are held in the company's statutory register:

In Place

Incorporation — adoption of Articles of Association

Executed at the date of incorporation. Establishes the company's constitutional framework.

In Place

Appointment of Matthew Plodzien as sole director and CEO

Confirms authority to act on behalf of the company in all operational and commercial matters.

In Place

Opening of business banking account

Authorises the director to open and operate the company's primary business account.

In Place

Authorisation of SAFE instrument for seed round

Formally authorises the use of a SAFE as the instrument for the current seed fundraise.

In Place

IP Assignment — founder to company

Records the transfer of all founder-created intellectual property to AxiForge Holdings Ltd.

The following resolutions are drafted and ready to execute at seed round close:

Prepared

Issuance of Class B shares upon SAFE conversion

Authorises the allotment of Class B shares to SAFE holders at the agreed conversion terms.

Prepared

Approval of Shareholders Agreement

Formally adopts the Shareholders Agreement governing the relationship between Class A and Class B shareholders.

Prepared

Creation of ESOP phantom equity pool

Authorises the establishment of the employee share option pool for post-seed key hires.

Prepared

Appointment of first external advisors

Records the engagement and scope of authority for strategic and technical advisors.

Prepared

SEIS/EIS compliance — share issuance authorisation

Specific resolution required by HMRC as part of the SEIS/EIS advance assurance and filing process.

The following resolutions will be required as the company grows — templates are prepared in advance:

Future

Appointment of first employees (post-seed)

Authorises employment contracts, salary levels, and PAYE registration.

Future

Opening of additional bank accounts or credit facilities

Required each time a new banking relationship is established.

Future

Approval of contracts above £10,000

Client deployment contracts, supplier agreements, and professional service engagements.

Future

Subsidiary company actions

Resolutions authorising significant decisions in AxiForge Engineering, Systems, Tech, and Manufacturing PL.

Future

Series A fundraise authorisation

Authorises the opening of a priced equity round and engagement of a placement agent or lead investor.

All board resolutions are maintained in a structured register with the following fields:

  • Resolution number and date of execution
  • Subject matter and decision recorded
  • Signatories — director(s) present and voting
  • Effective date — when the authorised action takes effect
  • Related documents — cross-referenced to contracts, share certificates, or filings

The register is maintained in the company's statutory books and is available to investors in the data room following SAFE execution. Resolutions are stored as signed PDF documents with a sequential reference number. UK Companies Act 2006 requires that resolutions and minutes are retained for a minimum of 10 years.

The following matters are designated as Reserved Matters — decisions that require a formal board resolution and, following the seed round, the consent of Class B shareholders above defined thresholds:

Issuance of new shares or share classesAny amount
Amendment to the Articles of AssociationAny change
Acquisition of another company or businessAny transaction
Disposal of significant assets> £25,000
Incurring debt or granting security> £50,000
Capital expenditure outside approved budget> £10,000
Approval of annual budget and business planAnnual
Appointment or removal of directorsAny change

Reserved Matters are embedded in the Shareholders Agreement. They ensure that investors are protected from unilateral actions by the founder that could materially affect the value or structure of their investment. The thresholds above reflect market-standard terms for a seed-stage B2B technology company.

Investor Perspective

Board resolutions are the paper trail that proves a company is governed properly. Investors and their lawyers verify the resolution register at due diligence — not because they expect to find problems, but because an incomplete register is a signal that the founder has not taken corporate governance seriously. AxiForge has resolutions in place for every significant action taken since incorporation, templates prepared for the seed round close, and a forward register that covers the first 18 months of operation post-funding.

12 — Financial Statements14 — Investment Memorandum